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Benefits and Dangers of Direct Communication from the Audit Group

If you have a stakeholder in an taxation, you should consider the benefits and dangers of direct communication of this audit staff. Oftentimes, a stakeholder will certainly disagree with all the home auditors’ observations and feel tricked. If this is the truth, the auditors will keep pace with clarify their particular position and present context for observations. They could also keep pace with gather further facts or perhaps evidence to compliment their data. While immediate communication with stakeholders is important, it must be tempered with the requirement for independence.

The audit staff should speak with the enterprise on an ongoing basis. For example , the team will need to discuss how the audit is going to become conducted, what issues will probably be discussed and which areas will be controlled by the examine. In addition , they need to discuss the scope within the audit, conditions used, and management’s responsibility in the subject area. It is necessary to maintain very good relations considering the entity, listening to comments and discussing troubles as they happen. The review team’s aim is to deliver an objective and fair report to the entity.

On-site audits often present the greatest concern for direct communication. Only a few team members will be seated at their personal computers, and cellphone signals will not be strong enough to let private talks. Furthermore, the schedule can often be so tight, team discussions must wait until scheduled team meetings. Consequently, follow-up about audit tracks may be delayed. This is why successful communication involving the audit crew and the operations team is really so important.

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